Government of Ontario: Ministry of Government Services

Form 1- Ontario Corporation
Initial Return/Notice of Change
GUIDE

Guide for Changing Information for a Director/Officer

Instructions for Completion

This guide contains information on how to complete the Form 1, Initial Return/Notice of Change under the Corporations Information Act (CIA) for Ontario corporations.

All instructions refer to the sample form provided below. Each item below is marked by a clickable question mark and item number on the attached sample form.

General Instructions

  1. Please choose one box only.

    If the corporation is a Business Corporation, indicate this by placing an 'X' in the appropriate box (Initial Return or Notice of Change).

    If the corporation is a Not-for-Profit Corporation, indicate this by placing an 'X' in the appropriate box (Initial Return or Notice of Change).

  2. Ontario Corporation Number

    Insert, on all pages of CIA Form 1, the corporation's Ontario Corporation Number exactly as it is shown on your incorporating documents. For confirmation of that number, please check:

    1. the top right corner of your Articles of Incorporation/Continuation/Amalgamation/Amendment/Revival or whichever is the most current applicable document

    2. Letters Patent, Supplementary Letters Patent, Order of Revival or whichever is the most current applicable document.

    3. Corporation Profile Report.

  3. Date of Incorporation or Amalgamation

    Insert, on all pages of the CIA Form 1, the Date of Incorporation or Amalgamation as it is shown on your incorporating or amalgamating documents.

    The Date must include the Year, Month and Day in that order. Example: 2005/06/17

  4. Corporate Name

    Insert the name of the corporation exactly as it is shown on the:

    1. Articles of Incorporation/Continuation/Amalgamation/Amendment/Revival or whichever is the most current applicable document

    2. Letters Patent or Supplementary Letters Patent (whichever is the most current applicable document); or

    3. Corporation Profile Report.

    Include all spaces and punctuation marks.

  5. Registered or Head Office Address

    The Registered or Head Office address in Ontario must be completed in full including the Street Name, Number, City/Town, and Postal Code. A rural route or lot and concession numbers are also acceptable. A Post Office Box (P.O. Box) number or General Delivery alone are not acceptable.

  6. Mailing Address

    If the mailing address is the same as the Registered or Head Office, place an 'X' in the box provided. If the address is different from the Registered or Head Office address, it must be set out in full including Street Name, Number, City/Town and Postal Code. Post Office Box (P.O.Box) numbers alone are acceptable, as are other mailing addresses outside of Ontario.

    If you do not wish to set out a mailing address, place an 'X' in the "Not Applicable" box.

  7. Preferred Language

    Select the preferred language for correspondence from the Branch by placing an 'X' in the appropriate box (English or French).

  8. Number of Schedule A(s)

    The Initial Return/Notice of Change form consists of a Form 1 and Schedule A. Schedule A must be completed showing all the current directors of the corporation; the five most senior officers of the corporation; and any officers or directors that have ceased in that position.

    You must specify not only the changes but report all current directors and the five most senior officers.

    Specify the number of Schedule A(s) being submitted. Photocopies of the Schedule A can be made if more than one is required.

  9. Person Authorizing Filing

    Print the full name of the person who is certifying that all the information in the CIA Form 1 is true, correct, and complete in the space provided. Specify whether the person authorizing the filing is a Director, Officer or Other person having knowledge of the corporation by placing an 'X' in the appropriate box. Select only one box.

How do I complete Schedule A

  1. Ontario Corporation Number

    Insert, on all pages of the Corporations Information Act Form 1 - Schedule A, the corporation's Ontario Corporation Number exactly as it is shown on your incorporating documents (see section 2 above).

  2. Date of Incorporation or Amalgamation

    Insert, on all pages of the Corporations Information Act Form 1 - Schedule A, the Date of Incorporation or Amalgamation (see section 3 above).

Director/Officer Information

  1. Full Name

    Enter the administrator's (director/officer) full name including last name, first name and middle name(s) or initial(s). To report a change to previously filed information be sure to enter the name exactly as it currently appears on the Public Record.

    Important: Avoiding Duplication of Administrator's Name

    If the name on the CIA Form 1 is not set out exactly as it appears on the Public Record, the Ontario Business Information System (ONBIS) will not link the name with the current record but will instead, create a duplicate record for the same individual. For example the system would not link Mary Jane Smith with Mary J. Smith or Mary Smith. This could result in three separate records for the same person.

    Helpful Tip:

    Removing an Incorrectly Recorded Administrator's Name from the Public Record

    If the Name on the Public Record is incorrect or not as you would like the name to appear on the Public Record (example: John Malcolm Smith as opposed to John M. Smith):

    1. Set out the name that you do not want (John M. Smith) that is currently on the Public Record;

    2. Set out the address and date elected/appointed exactly as it is shown on the Public Record;

    3. Enter a ceased date that is the same as the date elected/appointed.

    This will remove this entry from the Public Record.

    Re-entering the Correct Administrator Name Into the Public Record

    1. Re-enter the person's full name exactly as you would like the name to appear on the Public Record (John Malcolm Smith) in the next blank director/officer Information section of the form;

    2. Set out that person's complete address for service and date elected/appointed.

    Ensure that all future filings record the name exactly as it has been newly submitted.

    Contact the ServiceOntario Contact Centre if assistance is required to make these changes correctly at 416 314-8880 or 1 800 361-3223 (toll free in Ontario).

  2. Director/Officer Address

    Enter the administrator's (director/officer) full address. Please include the street name, number or rural route or lot and concession number, city/town and postal code. A post office box (P.O. Box) or general delivery alone is not acceptable.

    If a person is an existing director/officer, ensure that the person's address is shown exactly as it appears on the Public Record. For example, if a floor number is recorded on the Public Record, be sure to include the floor number on this form in the format previously used.

    Helpful Tip: The address for service can be the director's or officer's business address (a post office box number or general delivery is not acceptable).

    Important: Changing an Administrator's Address

    If the administrator's (director/officer) address is no longer the same as what appears on the Public Record, a new address can be entered as long as the existing person's name and the date elected/appointed remains the same.

    Changing an Administrator's Address and Date Elected/Appointed

    If attempting to change the administrator's (director/officer) address and date elected/appointed at the same time, the administrator record being changed will remain on the Public Record and a new record with the updated information will be created. The ONBIS system checks for two identical items of information to link a change with the appropriate officer/director information. If neither, a director's address for service, or their date elected/appointed, matches the public record, the changes will not be linked to the director; instead a new record will be created.

    To change two items of information for the same officer/director (for example the address for service and date of election/appointment) you must complete the information on Schedule A twice. First complete the director's information the same as it is currently on record and enter a ceased date. This will remove the old record. Then complete the "Director/Officer Information" again setting out the updated information with the correct address and date elected/appointed.

    Contact the ServiceOntario Contact Centre if assistance is required to make these changes correctly at 416 314-8880 or 1 800 361-3223 (toll free in Ontario).

  3. Director Information

    1. Resident Canadian

      In the case of a business corporation indicate by placing an 'X' in the appropriate box whether the director is a resident Canadian. Under the Business Corporations Act at least 25 per cent of the directors of a corporation must be resident Canadians. If a corporation has less than four directors, at least one must be a resident Canadian.

      Helpful Tip: Definition of Resident Canadian

      According to the (Ontario) Business Corporations Act, a resident Canadian means an individual who is:

      • a Canadian citizen ordinarily resident in Canada;
      • a Canadian citizen not ordinarily resident in Canada who is a member of a prescribed class of persons, or
      • a permanent resident within the meaning of the Immigration and Refugee Protection Act (Canada) and ordinarily resident in Canada.

    2. Date Elected

      Indicate the date on which the person was elected director in the "Date Elected" field.

      The date must include the year, month and day in that order. For example: 2005/06/17

      The "Date Elected" cannot be prior to the date of incorporation or amalgamation entered in Item 2. Also, it cannot be a future date.

    3. Date Ceased

      This item should be completed to report that a person has stopped/discontinued in the position of director or to remove an inaccurate record. Indicate the date on which the person ceased in the position.

      To ensure the public record is updated correctly be sure to enter the director's name, address and date elected exactly as previously filed.

  4. Officer Information

    Although there is no restriction on the number of officers a corporation may have, only information for the five senior officer positions should be reported. If a Corporation Profile Report shows more than five active officer positions recorded on the public record, please cease all but the five senior positions. Each position counts as one, even if the same person holds several positions. For example, if two individuals hold all five senior officer positions you would only report information for the two individuals.

    1. Date Appointed

      Indicate the date in full on which the person was appointed to the position in the "Date Appointed" field under the appropriate title. If the person is not a President, Secretary, Treasurer or General Manager, select the position from the "Other Titles" list by placing an 'X' in the small box located beside that position.

      The "Other Titles" list is located in the rectangular box to the right of the General Manager position heading.

      Ensure that the date appointed is entered under the list in the appropriate space provided.

      The date must include the year, month and day in that order. For example: 2005/06/18

      Helpful Tip: Selection of "Date Appointed".

      The "Date Appointed" cannot be prior to the date of incorporation or amalgamation entered in Item 2 or cannot be a future date.

    2. Date Ceased

      This item should be completed to report that a person has stopped/discontinued in the position of officer; to remove an inaccurate record, or to remove any officers that are not one of the five most senior officers. Indicate the date on which the person ceased in the position.

    To ensure the record is updated correctly be sure to enter the officer's name, address and date elected exactly as previously filed.

    Corporation Profile Report

    If you are not sure how information was previously filed you can order a Corporation Profile Report. These reports show all the current information on the public record for the corporation.

    For information on how to obtain a Corporation Profile Report visit the ServiceOntario website at: www.ServiceOntario.ca.

Note: Form is sample only

Government of Ontario: Ministry of Government Services

Companies and Personal
Property Security Branch
393 University Ave Suite 200
Toronto ON  M5G 2M2

For Ministry Use Only

Page 1 of ______


Form 1- Ontario Corporation
Initial Return/Notice of Change
Corporations Information Act

Please type or print all information in block capital letters using black ink.

1.
Business Corporation
Not-For-Profit Corporation
? 1



? 2



? 3



? 4

For Ministry Use Only






5. Address of Registered or Head Office







ONTARIO, CANADA


? 5

For Ministry Use Only






6. Mailing Address









? 6

7. Language of Preference

? 7

8. Information on Directors/Officers must be completed on Schedule A as requested.
If additional space is required, photocopy Schedule A.

(At least one Schedule A must be submitted)

? 8
9.


certify that the information set out herein, is true and correct.

Check appropriate box

D)
O)
P)

NOTE : Sections 13 and 14 of the Corporations Information Act provide penalties for making false or misleading statements or omissions.

? 9

Form 1 - Ontario Corporation
Schedule A

For Ministry Use Only

Page _____ of _____


Please type or print all information in block capital letters using black ink.



? 10



? 11

DIRECTOR / OFFICER INFORMATION

Full Name and Address for Service




? 12









? 13

Director Information
Resident Canadian

  

(Resident Canadian applies to directors of business corporations only.)



? 14

Officer Information
PRESIDENT



SECRETARY



TREASURER



GENERAL MANAGER



*OTHER TITLES (Please Specify)




















OTHER


DIRECTOR / OFFICER INFORMATION

Full Name and Address for Service












Director Information
Resident Canadian

  

(Resident Canadian applies to directors of business corporations only.)



Officer Information
PRESIDENT



SECRETARY



TREASURER



GENERAL MANAGER



*OTHER TITLES (Please Specify)





















07200GE-CI (2008/08)        © Queen’s Printer for Ontario, 2008

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