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Highway Traffic Act
Code de la route

ONTARIO REGULATION 424/97

Amended to O. Reg. 197/99

COMMERCIAL MOTOR VEHICLE OPERATORS’ INFORMATION

Historical version for the period May 31, 1999 to December 8, 2005.

This Regulation is made in English only.

PART I
CVOR CERTIFICATES

1. (1) In this Regulation,

“audit” means an inspection of the records pertaining to the transportation enterprise of an operator and an assessment of the operator’s safety performance and practices;

“auditor” means,

(a) an officer appointed for the purpose of carrying out the provisions of the Act,

(b) a person engaged as an auditor by an organization recognized by the Registrar, or

(c) a person recognized as an auditor by another jurisdiction who, in the Registrar’s opinion, performs audits similar to those performed in Ontario in an acceptable form and manner;

“commercial motor vehicle”, “CVOR certificate” and “operator” have the same meanings as in subsection 16 (1) of the Act. O. Reg. 424/97, s. 1 (1); O. Reg. 197/99, s. 3.

(2) In this Regulation and for the purpose of subsection 18 (2) of the Act,

“fleet size” means the total number of commercial motor vehicles operated in Ontario in a specified period by a holder of a CVOR certificate, reduced by the percentage of the total distance travelled by those commercial motor vehicles in that period that was outside Ontario. O. Reg. 424/97, s. 1 (2).

2. An application for a CVOR certificate shall be in a form provided by the Minister. O. Reg. 424/97, s. 2.

3. The Registrar may issue a CVOR certificate subject to an expiry date. O. Reg. 424/97, s. 3.

4. The following fees shall be paid to the Ministry for:

1.

An uncertified copy of an operator’s CVOR record

$5.00

2.

A certified copy of an operator’s CVOR record

10.00

O. Reg. 424/97, s. 4.

5. (1) The safety record of an operator shall contain a record of the following information:

1. Any suspension or cancellation of the plate portion of the permit under clause 47 (1) (a) of the Act.

2. Any suspension or cancellation of the operator’s CVOR certificate under clause 47 (1) (c) of the Act.

3. Any restriction imposed under subsection 47 (2) of the Act on the number of commercial motor vehicles that may be operated by the operator.

4. Any order under subsections 47 (8.1) or (10) of the Act for the seizure of the plate portion of permits, permits or number plates.

5. Any notice sent to the operator under section 47.1 of the Act.

6. Any warning letters sent by, or interviews held with, Ministry officials relating to the operator’s safety performance and practices.

7. Any conviction related to the operation of a commercial motor vehicle or a vehicle drawn by it, for an offence committed by an operator, its agents or employees,

i. under this Act or under any other Act of the Legislature or the Parliament of Canada or any regulation or order made under any of them, or

ii. for an offence under a municipal by-law regulating traffic on the highways, or orders made under any of them, except convictions for offences for standing or parking.

8. The particulars of any accident involving a commercial motor vehicle operated by the operator or a vehicle drawn by it.

9. The results of any inspection under section 82 or 82.1 of the Act or any similar inspection of a commercial motor vehicle operated by the operator, or a vehicle drawn by it.

10. The results of any investigation or inspection of the records of the operator,

i. under the Act, the Compulsory Automobile Insurance Act, the Dangerous Goods Transportation Act, the Public Vehicles Act, the Truck Transportation Act, the Fuel Tax Act, the Trades Qualifications and Apprenticeship Act, the Motor Vehicle Transport Act (Canada), or

ii. under any other Act of the Legislature or the Parliament of Canada or any regulation or order made under any of them if, in the Registrar’s opinion, the results of the investigation or inspection contain information described in paragraphs 14, 15 or 16, or relate to the safe operation of its commercial motor vehicles or vehicles drawn by them.

11. Any safety rating that has been assigned to the operator.

12. The results of any audits of the operator.

13. Any record from another jurisdiction in respect of the operator that is comparable to that described in any of paragraphs 1 to 12.

14. The operator’s fleet size.

15. The total number of kilometres travelled in the previous 12 months by all the commercial motor vehicles operated by the operator in Ontario.

16. The total kilometres travelled in Ontario in the previous 12 months by all the commercial motor vehicles operated by the operator.

17. Any compilations or analyses of any of the information in paragraphs 1 to 16.

(2) The following do not form part of a safety record:

1. A record that is not in the possession of the Registrar.

2. A record originating outside of Ontario that, in the Registrar’s opinion, is unreasonably difficult to refer to (because of its form or medium of storage, or for any other reason).

3. A record described in paragraphs 1 to 7 of subsection (1) if, in the Registrar’s opinion, the record does not relate to the safe operation of the operator’s commercial motor vehicles, or vehicles drawn by them. O. Reg. 197/99, s. 4.

6. (1) Every holder of a CVOR certificate shall notify the Registrar of the holder’s fleet size for the previous 12 months,

(a) within 15 days of the day the holder’s fleet size is 20 per cent greater or less than it was when the fleet size was last reported to the Registrar;

(b) within 15 days of receiving a request from the Registrar for the information.

(2) The holder of a CVOR certificate shall, upon request, give the Registrar documentation to support the holder’s fleet size determination. O. Reg. 424/97, s. 6.

7. (1) Every holder of a CVOR certificate shall, within 15 days of receiving a request from the Registrar, notify the Registrar of the total number of kilometres travelled by all the commercial motor vehicles operated by the holder in Ontario in the previous 12 months.

(2) Every holder of a CVOR certificate shall, within 15 days of receiving a request from the Registrar, notify the Registrar of the total number of kilometres travelled in Ontario by all the commercial motor vehicles operated by the holder in the previous 12 months.

(3) The holder of a CVOR certificate shall, upon request, give the Registrar documentation to support the holder’s determination of the number of kilometres travelled under subsection (1) or (2). O. Reg. 424/97, s. 7.

PART II
SAFETY RATINGS

8. This Part applies to the assignment of safety ratings under section 17.1 of the Act. O. Reg. 197/99, s. 5.

9. In this Part, the date on which an audit is completed is the most recent date on which an auditor has completed the audit report or an amendment to it. O. Reg. 197/99, s. 5.

10. (1) The Registrar shall assign to an operator one of the following safety ratings, as determined in this Part:

1. Excellent.

2. Satisfactory.

3. Satisfactory Unaudited.

4. Conditional.

5. Unsatisfactory.

(2) A safety rating set out in a paragraph of subsection (1) is a higher rating than a rating set out in a later paragraph. O. Reg. 197/99, s. 5.

11. (1) The Registrar may assign an Excellent rating to an operator where, in the Registrar’s opinion, the operator’s safety record shows that the operator’s performance and practices are excellent with respect to the safe operation of its commercial motor vehicles and vehicles drawn by them.

(2) The Registrar shall not assign an Excellent rating to an operator unless,

(a) the operator’s safety record contains the results of an audit completed after January 1, 1999 and within the preceding 36 months;

(b) the operator,

(i) has held a CVOR certificate for at least 24 months, or

(ii) has satisfied the Registrar that it has been operating in Ontario for at least 24 months and has obtained a CVOR certificate, if no CVOR certificate was required; and

(c) the operator has had a satisfactory rating for at least six months, if the operator’s rating has been reduced from excellent to satisfactory. O. Reg. 197/99, s. 5.

12. (1) The Registrar may assign a Satisfactory rating to an operator where, in the Registrar’s opinion, the operator’s safety record shows that the operator’s performance and practices are satisfactory with respect to the safe operation of its commercial motor vehicles and vehicles drawn by them.

(2) The Registrar shall not assign a Satisfactory rating to an operator rated Conditional or Satisfactory Unaudited unless,

(a) the operator’s safety record contains the results of an audit completed after January 1, 1999 and within the preceding 36 months; and

(b) the operator,

(i) has held a CVOR certificate for at least six months, or

(ii) has satisfied the Registrar that it has been operating in Ontario for at least six months and has obtained a CVOR certificate, if no CVOR certificate was required. O. Reg. 197/99, s. 5.

13. (1) The Registrar may assign a Satisfactory Unaudited rating to an operator if the operator has not been audited and, in the Registrar’s opinion, the operator’s safety record shows that the operator’s performance and practices are satisfactory with respect to the safe operation of its commercial motor vehicles and vehicles drawn by them.

(2) For the purpose of subsection (1), an operator shall be deemed not to have been audited if,

(a) the operator has a conditional rating;

(b) the most recent audit in the operator’s safety record was completed more than 36 months ago; and

(c) the results of that audit are satisfactory in the Registrar’s opinion. O. Reg. 197/99, s. 5.

14. (1) The Registrar may assign a Conditional rating to an operator where, in the Registrar’s opinion, the operator’s safety record shows that the operator’s performance and practices are less than satisfactory with respect to the safe operation of its commercial motor vehicles and vehicles drawn by them.

(2) The Registrar shall assign a Conditional rating to an operator when nothing described in paragraph 1, 2 or 3 of subsection 15 (1) which resulted in an Unsatisfactory rating under subsection 15 (1), is any longer in effect.

(3) The Registrar shall not assign to an operator a higher rating sooner than six months after the Registrar assigns to the operator a Conditional rating. O. Reg. 197/99, s. 5.

15. (1) The Registrar shall assign an Unsatisfactory rating to an operator on the first day when any of the following comes into effect, for reasons which, in the Registrar’s opinion, relate to the safe operation of the operator’s commercial motor vehicles or vehicles drawn by them:

1. The plate portion of the operator’s permit is suspended or cancelled under clause 47 (1) (a) of the Act.

2. The operator’s CVOR certificate is suspended or cancelled under clause 47 (1) (c) of the Act.

3. The time period specified in an order under subsection 47 (10) of the Act during which an operator’s permit or number plate may be seized, is in effect.

(2) The Registrar shall not assign to an operator a rating higher than Unsatisfactory while anything described in paragraph 1, 2 or 3 of subsection (1) is in effect. O. Reg. 197/99, s. 5.

16. (1) In assigning a safety rating, the Registrar shall have regard to the operator’s safety record.

(2) In assigning a safety rating, the Registrar,

(a) may have regard to the safety record of a person related to the operator;

(b) need not consider audit results from an audit completed less than six months after the date on which a previous audit was completed; and

(c) need not consider audit results where he or she is of the view that the records audited do not adequately reflect the operator’s safety performance and practices in Ontario.

(3) Subsection 17 (4) of the Act applies, with necessary modifications, for the purpose of determining who are related persons under clause (2) (a). O. Reg. 197/99, s. 5.