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O. Reg. 393/01: GENERAL

filed October 17, 2001 under Securities Act, R.S.O. 1990, c. S.5

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ONTARIO regulation 393/01

made under the

securities act

Made: August 15, 2001
Filed: October 17, 2001
Printed in The Ontario Gazette: November 3, 2001

Amending Reg. 1015 of R.R.O. 1990

(General)

Note: Since the end of 2000, Regulation 1015 has been amended by Ontario Regulations 67/01, 91/01, 126/01, 273/01 and 388/01.  Previous amendments are listed in the Table of Regulations published in The Ontario Gazette dated January 20, 2001.

1. The heading before section 128 and section 128 of Regulation 1015 of the Revised Regulations of Ontario, 1990 are revoked.

2. Clause (e) of the definition of “COATS security” in section 152 of the Regulation is revoked and the following substituted:

(e) a security that is traded on a marketplace as defined in National Instrument 21-101 Marketplace Operation;

3. This Regulation comes into force on the day that the rule made by the Ontario Securities Commission on August 15, 2001 entitled “National Instrument 21-101 Marketplace Operation” comes into force.

Ontario Securities Commission:

Howard Wetston

Vice Chair

Paul Moore

Vice Chair

Dated on August 15, 2001.

Note: The rule made by the Ontario Securities Commission on August 15, 2001 entitled “National Instrument 21-101 Marketplace Operation” comes into force on December 1, 2001.