O. Reg. 423/01: GENERAL

 

ONTARIO regulation 423/01

made under the

securities act

Made: September 12, 2001
Filed: November 15, 2001
Printed in The Ontario Gazette: December 1, 2001

Amending Reg. 1015 of R.R.O. 1990

(General)

Note: Since the end of 2000, Regulation 1015 has been amended by Ontario Regulations 67/01, 91/01, 126/01, 273/01, 388/01 and 393/01.  Previous amendments are listed in the Table of Regulations published in The Ontario Gazette dated January 20, 2001.

1. Subsection 69 (1) of Regulation 1015 of the Revised Regulations of Ontario, 1990 is revoked.

2. Section 70 of the Regulation is revoked.

3. Section 247 of the Regulation is amended by striking out “sections 67 and 68, subsection 69 (1)”.

4. (1) Sections 26 and 27 of Schedule 1 to the Regulation are revoked and the following substituted:

26. Each of the following documents must be accompanied by a fee of $250:

1. A report in Form 45-102F1 of Multilateral Instrument 45-102 Resale of Securities.

2. A notice of intention and declaration in Form 45-102F3 of Multilateral Instrument 45-102 Resale of Securities.

(2) Subsection 28 (3) of Schedule 1 to the Regulation is revoked and the following substituted:

(3) No fee is payable under subsection (2) in respect of a ruling made under section 74 of the Act that a trade that is a distribution under section 2.5 or 2.6 of Multilateral Instrument 45-102 Resale of Securities is not subject to section 53 of the Act.

5. Forms 22 and 23 of the Regulation are revoked.

6. This Regulation comes into force on the day that the rule made by the Ontario Securities Commission on September 12, 2001 entitled “Multilateral Instrument 45-102 Resale of Securities” comes into force.

Ontario Securities Commission:

H. Wetston

Vice Chair

R. S. Paddon

Commissioner

Dated on September 12, 2001.

Note: The rule made by the Ontario Securities Commission on September 12, 2001 entitled “Multilateral Instrument 45-102 Resale of Securities” comes into force on November 30, 2001.