O. Reg. 504/01: GENERAL

 

ONTARIO regulation 504/01

made under the

securities act

Made: October 2, 2001
 Filed: December 18, 2001
Printed in The Ontario Gazette: January 5, 2002

Amending Reg. 1015 of R.R.O. 1990

(General)

Note:  Since the end of 2000, Regulation 1015 has been amended by Ontario Regulations 67/01, 91/01, 126/01, 273/01, 388/01, 393/01, 423/01 and 424/01.  Previous amendments are listed in the Table of Regulations published in The Ontario Gazette dated January 20, 2001.

1. (1) The definition of  “connected issuer” in subsection 219 (1) of Regulation 1015 of the Revised Regulations of Ontario, 1990 is revoked and the following substituted:

“connected issuer” has the same meaning as in section 1.1 of National Instrument 33-105 Underwriting Conflicts;

(2) The definition of “influence” in subsection 219 (1) of the Regulation is revoked.

(3) The definition of “related issuer” in subsection 219 (1) of the Regulation is revoked and the following substituted:

“related issuer” has the same meaning as in section 1.1 of National Instrument 33-105 Underwriting Conflicts;

(4) Subsection 219 (2) of the Regulation is revoked.

(5) Subsection 219 (4) of the Regulation is revoked.

2. Section 224 of the Regulation is revoked.

3. Subsection 230 (3) of the Regulation is amended by striking out “Sections 224 and 225 do not apply” and substituting “Section 225 does not apply”.

4. This Regulation comes into force on the day that the rule made by the Ontario Securities Commission on October 2, 2001 entitled “National Instrument 33-105 Underwriting Conflicts” comes into force.

Ontario Securities Commission:

Paul M. Moore

Vice Chair

R. Stephen Paddon

Commissioner

Dated on October 2, 2001.

Note:  The rule made by the Ontario Securities Commission on October 2, 2001 entitled “National Instrument 33-105 Underwriting Conflicts” comes into force on January 3, 2002.