Submission requirements and review process

Introduction

Through the Ontario Public Drug Programs (OPDP), the Ministry of Health (ministry) provides funding for a number of publicly funded drug programs. The largest program is the Ontario Drug Benefit (ODB) program established under theb Ontario Drug Benefit Act (ODBA), which funds eligible benefits (known as listed drug products and listed substances) designated the ODB Formulary/Comparative Drug Index (the “Formulary”). Additional ODB coverage may be provided for drug products through case by case review under the Exceptional Access Program (the “EAP”).

The ministry is also responsible for designations of interchangeability under the Drug Interchangeability and Dispensing Fee Act (DIDFA).

A manufacturer submitting a multiple source drug product (i.e., a different brand of an already or previously listed drug product) for designation as a listed drug product under the ODBA and/or as an interchangeable product under the DIDFA, must provide a complete submission in accordance with the applicable conditions set out in the regulations under the ODBA and the DIDFA, and these Guidelines.

Objective

The objective of this document is to provide guidance on submission requirements and the ministry’s review process. The Guidelines are to be used in the preparation of a drug product submission provided to the Ministry of Health (ministry). Some sections of the Guidelines are general in nature and must be read in conjunction with applicable legislation. For example, if a drug product is exempt from a submission requirement by regulation, then it will also be exempt from the corresponding section of the Guidelines. The manufacturers, or those filing submissions on their behalf, are responsible for ensuring that all drug product submissions filed with the ministry contain sufficient information to satisfy the applicable requirements of the legislation and the Guidelines.

1. Checklists for preparing submissions

The manufacturer may use the below checklist to help ensure that all submission requirements have been included.

Requirement:Included
Signed cover letter
Table of contents
Submission Summary Sheet
Health Canada Documentation:
Notice of Compliance; and
Product Monograph
Letter of Consent
*Certified Product Identification Document (CPID) or Master Formula
Proposed Drug Benefit Price
Ability to Supply Letter
Certification of Providing No Rebate Letter
*Comparative bioavailability studies (or other studies) including:
Completed Bioequivalence Data Checklist;
Completed Pharmacokinetic/Statistical Worksheet; and
Production master formulation for the biolot
Letter confirming no patent infringement

*Streamlined multiple source submissions are exempt from providing the CPID or Master Formula, comparative bioavailability studies, Bioequivalence Data Checklist, Pharmacokinetic/Statistical Worksheet, and production master formula for the biolot.

2. Streamlined vs. non-streamlined

The review process for multiple source product submissions differs depending on whether the submission is classified as (1) streamlined, or (2) non-streamlined.

A streamlined submission is one that does not undergo review by the Committee to Evaluate Drugs (CED). A submission is streamlined if it relates to a multiple source (i.e., generic) product that has received a declaration of equivalence (DOE) from Health Canada with the brand reference product or another listed interchangeable product with which the generic product would be designated as interchangeable.

A submission is also streamlined if it relates to a pseudogeneric product – i.e., a generic product with the same dosage form, strength, formula, manufacturing process, raw material testing standards, as the product with which it seeks to be designated as interchangeable. Generic product cross-referenced to another listed generic product does not qualify as a pseudogeneric drug product.

Streamlined multiple source submissions are exempt from providing the CPID or Master Formula, comparative bioavailability studies, Bioequivalence Data Checklist, Pharmacokinetic/Statistical Worksheet, and production master formula for the biolot.

Non-streamlined submissions are reviewed by the CED. A submission is nonstreamlined if it relates to a generic product that is not a pseudogeneric or does not have a DOE with the brand reference product or another listed interchangeable product with which the generic product would be designated as interchangeable.

3. Information requirements for streamlined drug submissions

4. Information requirements for non-streamlined drug submissions

5. Information requirements for cross-referenced and pseudogeneric products

In addition to the components required for a streamlined or non-streamlined submission (see sections 3 and 4 in this Guideline), the following must be provided when making a submission for a cross-referenced or pseudogeneric product:

  • Product Confirmation Letters. There should be two product confirmation letters submitted: one submitted by each NOC/DIN holder.

    See Template Letter of Product Confirmation in section 14 below.

  • Consent Letters. All parties which may have information on file with Health Canada, other provinces and other affiliated groups relating to the product must provide a consent letter allowing communication with these in accordance with section 6(1)(b) of the DIDFA Regulation.

    There should be two consent letters submitted: one submitted by each NOC/DIN holder.

    See Template Letter of Consent in section 14 below.

  • Notice of Compliance (NOC). The NOC for both NOC/DIN holders’ drug products must be submitted. This includes the NOC of the drug product being considered for funding and the original NOC from the cross-referenced product.

6. Special cases

7. Information requirements for multiple source for single source listing products

Manufacturers may request the designation of a generic product as a single source product under subsection 12(4) of O. Reg 201/96 made under ODBA, if another brand/dosage form/strength of the particular drug is not already designated as a listed drug product on the Formulary. A submission that relies on subsection 12(4) of O. Reg, 201/96 under the ODBA requires review by the CED.

When a manufacturer requests the designation of a generic product as a single source product under subsection 12(4) of O. Reg. 201/96 under the the ODBA, the requirements in the Ontario Guidelines for Single Source Drug Products apply.

In addition, the following requirements must be provided:

  • A completed Clinical Data Checklist;
  • Published pivotal clinical trials for the reference product; and
  • Evidence of bioequivalence with the reference product.

Note: Manufacturers must demonstrate that the submitted product is bioequivalent to the reference product. This requirement can be satisfied by providing a comparative bioavailability study, completed copies of the Bioequivalence Data Checklist, Pharmacokinetic/Statistical Worksheet, and the master formulation of the biolot.

8. Information requirements for generic line extension products

A “generic line extension drug product” means a drug product with the same active ingredient or ingredients in the same or similar dosage form as an original product, but in a strength for which no original product exists.

A manufacturer can request the designation of a generic line extension product as a listed drug product under the ODBA. This type of submission requires review by the CED.

For a generic line extension product submission, manufacturers are required to comply with the requirements in the Ontario Guidelines for Single Source Drug Products.

In addition, the following requirements must be provided:

  • The scientific evidence upon which Health Canada approved the generic line extension drug product for sale in Canada.
  • The CPID or master formulation as evidence of formulation proportionality for the submitted strength(s).
  • Justification for the therapeutic need for the new strength.

9. Information requirements for Natural Health Products

The ministry funds a limited number of products that are currently designated as listed drug products on the Formulary but have been transitioned and classified by Health Canada as “Natural Health Products” (NHPs). NHPs are used and marketed for a number of health reasons, like the prevention or treatment of an illness or condition, the reduction of health risks, or the maintenance of good health.

NHPs may include vitamins, minerals and other products like amino acids and essential fatty acids. It is intended that these products will continue to be funded under the ODB program, provided that they continue to satisfy the requirements for designation as listed drug products on the Formulary set out in O. Reg. 201/96 under the ODBA.

The ministry will consider funding a new generic NHP if it is seeking interchangeability with an existing NHP currently designated as a listed drug product on the Formulary.

Since the manufacturer may not have received a Notice of Compliance (NOC) for its proposed NHP, the manufacturer must submit evidence of valid market authorization to sell the NHP in Canada to demonstrate that the product has been approved by Health Canada by providing:

  • A copy of the completed, dated and signed Product Licence Application Form (PLA-Form) approved by Health Canada;
  • A copy of the Product Licence with Product Number issued by Health Canada;
  • A copy of the Site Licence; and
  • A copy of the Product Monograph (refer to section 16.1 below for more details).

Subject to the above, the submission requirements for a generic NHP are the same as the requirements for a non-streamlined multiple source drug product (see Section 4 of these Guidelines).

10. Information requirements for Over the Counter (OTC) products

Many provisions in the DIDFA do not apply to OTC products. As a result, the ministry will only consider interchangeability requests for generic products that have the same strengths, dosage form and formats as existing OTC drug products designated as listed drug products on the Formulary. Section 3 and, if applicable, section 4 of these Guidelines applies to an OTC product eligible for submission.

The ministry does not consider submissions for interchangeability, if the reference product is an OTC product which is currently listed as ‘not-a-benefit’ or has been dedesignated as a listed drug product from the Formulary. The ministry also does not consider submissions for OTC products for Off-Formulary interchangeability designation.

11. Drug submission review process

12. Format and organization of submissions

The Health Programs and Delivery Division accepts e-mail submissions. The submissions must be well organized and indexed/tabbed with description. Manufacturers must not provide submission information in one continuous document. If the submission is too large to be sent by a single e-mail, the ministry will accept the whole submission via multiple e-mails. If the manufacturer is sending multiple e-mails for one submission, clearly identify that the e-mails belong to the same submission and how many total e-mails pertain to that particular submission.

The ministry expects manufacturers to follow the Guidelines when preparing submissions. The onus is on a manufacturer to provide the ministry with a submission that is complete, accurate and complies with applicable legislative, and policy requirements.

The ministry will not assume responsibility for advising manufacturers of the completeness of their submissions prior to the ministry screening and review. Also, the ministry reserves the right to request additional information at any time during the review process.

13. Filing of drug submissions

All submissions and any additional related information must be sent to:

Senior Manager
Drug Benefits Management Unit
Drug Programs Policy and Strategy Branch
Health Programs and Delivery Division
Ministry of Health

Please email the submissions to DrugSubmissions.MOH@ontario.ca

14. Templates and checklists

Templates:

Checklists:

The ministry’s template letters and checklists are available on the ministry’s website. All template letters must be prepared using the appropriate manufacturer’s letterhead, dated and signed by a senior company official.

15. Third party involvemen

Where a third party is involved with a submission, a letter must be submitted from each of the NOC/DIN holder and the third party confirming the business arrangement between the submitting party and the NOC/DIN holder. The letter from the NOC/DIN holder must authorize the submitting party to file and discuss the submission with the ministry, on behalf of the NOC/DIN holder.

16. Additional information